Sherryleen works directly with the Chief Compliance Officer to ensure we comply with regulatory requirements. She helps monitor business processes and maintains files and databases of all records relating to compliance.
Sherryleen has the Series 7 and Series 66 securities registrations and joined the Scarborough Team in 2022.
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Representatives of Registered Broker-Dealer ("BD") or Registered Investment Advisor ("IA") may only conduct business in a state if the representatives and the BD and IA they represent (a) satisfy the qualification requirements of, and are approved to do business by, that state; or (b) are excluded or exempted from that state's registration requirements.
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Securities offered through Independent Financial Group, LLC (IFG), a registered broker-dealer. Member FINRA / SIPC. Advisory services offered through Scarborough Capital Management, a federally registered investment Adviser under the Investment Advisers Act of 1940. Registration as an investment adviser does not imply a certain level of skill or training. IFG and Scarborough Capital Management are unaffiliated entities
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